-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V5740/2FSUybeC967AZJzMoVyU+LVTbR1iIwhuulBrmxMoDtIDBUTq4MnchIxMDq M2opcIC2unFolWH+NLWt0w== 0000904280-02-000025.txt : 20020414 0000904280-02-000025.hdr.sgml : 20020414 ACCESSION NUMBER: 0000904280-02-000025 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020206 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FRANKFORT FIRST BANCORP INC CENTRAL INDEX KEY: 0000930182 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 611271129 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48264 FILM NUMBER: 02528118 BUSINESS ADDRESS: STREET 1: 216 W MAIN ST CITY: FRANKFORT STATE: KY ZIP: 40602 BUSINESS PHONE: 5022231638 MAIL ADDRESS: STREET 1: P O BOX 535 CITY: FRANKFORT STATE: KY ZIP: 40602 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JENNINGS WILLIAM C CENTRAL INDEX KEY: 0001054752 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O FIRST FEDERAL STREET 2: P O BOX 535 CITY: FRANKFORT STATE: KY ZIP: 40602 BUSINESS PHONE: 5022231638 MAIL ADDRESS: STREET 1: C/O FIRST FEDERAL STREET 2: P O BOX 535 CITY: FRANKFORT STATE: KY ZIP: 40602 SC 13D/A 1 schedule13dawjennings-1797.txt AMENDMENT #3 TO SCHEDULE 13D - WILLIAM JENNINGS SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------- SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d- 1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(a) (AMENDMENT NO. 3)(1) FRANKFORT FIRST BANCORP, INC. -------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.01 per share ---------------------------------------------------------------------- (Title of Class of Securities) 352128 20 1 ------------------------------------------------------------------------------- (CUSIP Number) William C. Jennings 216 West Main Street Frankfort, Kentucky 40602 (502) 223-1638 ------------------------------------------------------------------------------ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) April 1, 2001 ------------------------------------------------------- (Date of Event Which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box. (Continued on following pages) (Page 1 of 4 Pages) - -------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP NO. 352128 20 1 Page 2 of 4 Pages - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) William C. Jennings - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 84,196* SHARES ------------------------------------------------------ BENEFICIALLY 8 SHARED VOTING POWER 23,601 OWNED BY ------------------------------------------------------ EACH 9 SOLE DISPOSITIVE POWER 84,196* REPORTING ------------------------------------------------------ PERSON 10 SHARED DISPOSITIVE POWER 23,601 WITH - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 107,797* - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.27%* - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- *Includes options granted to reporting person to purchase 57,636 shares, which options are exercisable. Percent of class assumes all of such options have been exercised. ------------------------- Page 3 of 4 Pages ------------------------- Item 2. Identity and Background. (a) Name: William C. Jennings (b) Residence or Business Address: 216 West Main Street, Frankfort, KY 40602 (c) Present Principal Occupation: Chairman, Frankfort First Bancorp, Inc. (d) Criminal Proceeding Convictions: None (e) Securities Laws Proceedings: None (f) Citizenship: United States Item 5. Interest in Securities of the Issuer. (a) As of the date of this amendment to the Schedule 13D, the reporting person beneficially owned 107,797 shares, or 8.27%, of the Issuer's outstanding shares of Common Stock, the reporting person's beneficial ownership has decreased by 57,636 shares or 4.42% due to the expiration of his spouse's options to purchase shares of Common Stock without exercise. Such options expired on April 1, 2001. (b) The reporting person exercises shared voting and/or dispositive powers with respect to 23,601 shares owned by the reporting person's spouse (Joyce H. Jennings). The address of the reporting person's spouse is the same as that of the reporting person (as disclosed at Item 2(b) above). (c) No other transactions in the Issuer's Common Stock were effected by the reporting person during the past 60 days other than as described herein. (d) No other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares held by the reporting person. (e) Not applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 1, 2002 /s/ William C. Jennings - ----------------------- ------------------------------------- Date William C. Jennings -----END PRIVACY-ENHANCED MESSAGE-----